Score

Ault Ambassador & Affiliate “Regulation of Sales” Quiz

To ensure legal, ethical, and transparent sales practices

Use only pre-approved sales materials and scripts

Use testimonials that imply certain returns

“Ault Node is a software product, not an investment. Rewards are variable and not guaranteed.”

“You will earn a fixed daily income from your node.”

“Node holders are responsible for their own operating costs.”

“Node Licenses are perpetual software licenses for utility.”

Check with the Ault Compliance Team for state-specific requirements

Avoiding calls to numbers on the National Do Not Call Registry

Verify that purchasers are not on the OFAC SDN list

Focusing sales activity on high-risk jurisdictions outside of the U.S.

Reminding prospective buyers that nodes can earn digital rewards

Having a conference call to present a sales pitch to more than five prospective buyers

Assuring prospective buyers that owning a node is easy because Ault will handle everything

Paying commissions for bona fide sales to real customers

Using language that frames node sales as an easy way to “get paid on other people’s nodes”

Promptly report it to the Ault Compliance Team

Confront the suspected affiliate with the compliance policy to show them what they did wrong

Digital rewards may never have value or liquidity

All of these regulators could assert jurisdiction over node sales

Create marketing materials designed to fit with local customs

Ensure compliance with local laws, including securities and consumer protection regulations

Be honest and transparent in all communications

Use only approved sales materials and scripts